Tate's algorithm: the local index #
When Tate's algorithm stops on an integral Weierstrass equation W over a discrete valuation ring
R with uniformiser ϖ and residue field k, it reads off the stopping equation, besides the
reduction symbol, the local index c, or Tamagawa number. For complete R it is the index
[E(K) : E₀(K)] of the points with nonsingular reduction, and geometrically it counts the
components of multiplicity one of the special fibre of the minimal regular model that are defined
over k (Silverman, Advanced Topics, IV.9, Table 4.1). At the symbols I₀, II,
III, III* and II* it is determined by the symbol. At the others it depends on whether a
polynomial over k read off the stopping equation has roots in k:
Iₙ,n ≥ 1:c = nif the tangent quadraticT² + a₁ T − a₂splits overk, and otherwisec = gcd(2, n);IV:c = 3ifY² + (a₃/ϖ) Y − a₆/ϖ²splits overk, and otherwisec = 1;I₀*:c = 1 + N, whereNis the number of roots inkof the residue cubicP(T) = T³ + (a₂/ϖ) T² + (a₄/ϖ²) T + a₆/ϖ³;Iₙ*,n ≥ 1:c = 4if the quadratic at which the subprocedure of Step 7 stops splits overk, and otherwisec = 2. At stagen = 2k + 1this isY² + (a₃/ϖ^(k+2)) Y − a₆/ϖ^(2k+4), and at stagen = 2k + 2it is(a₂/ϖ) X² + (a₄/ϖ^(k+3)) X + a₆/ϖ^(2k+5);IV*:c = 3ifY² + (a₃/ϖ²) Y − a₆/ϖ⁴splits overk, and otherwisec = 1.
As for the stopping conditions (WeierstrassCurve.IsTateTerminal), these tests are stated on the
coefficients of W without dividing by ϖ, and over any commutative ring. A monic quadratic splits
as soon as it has one root, and substituting y = ϖ^m s turns a root s of
Y² + (a₃/ϖ^m) Y − a₆/ϖ^(2m) modulo ϖ into a solution y of y² + a₃ y − a₆ ≡ 0 modulo
ϖ^(2m+1) divisible by ϖ^m. That is the predicate WeierstrassCurve.HasTateYRoot, and
WeierstrassCurve.hasTateYRoot_iff recovers the residue quadratic once the divisibilities of the
stopping equation are written out; likewise for WeierstrassCurve.HasTateXRoot and for the roots
of the residue cubic, which are counted in R ⧸ (ϖ).
The local index is defined here as a function W.tateLocalIndex ϖ s of the equation, the
uniformiser and the symbol: it is the value Tate's algorithm reports when it stops on W with
symbol s. Over a Henselian valuation ring with finite residue field it equals the index
[E(K) : E₀(K)], and hence does not depend on the equation on which the algorithm stops; both
facts are proved with the point groups, in Affine/Point/Index/TateAlgorithm.lean.
Main definitions #
WeierstrassCurve.HasTateTangentRoot:T² + a₁ T − a₂has a root moduloϖ.WeierstrassCurve.HasTateYRootandWeierstrassCurve.HasTateXRoot: the residue quadratics of Steps 5, 7 and 8 have a root.WeierstrassCurve.tateCubicRoots: the roots inR ⧸ (ϖ)of the residue cubic of Step 6.WeierstrassCurve.tateLocalIndex: the local index Tate's algorithm reports.
Main results #
WeierstrassCurve.hasTateTangentRoot_iff_splits: over a discrete valuation ring, the tangent test is the splitting ofT² + a₁ T − a₂over the residue field.WeierstrassCurve.IsTateTerminal.tateLocalIndex_of_hasSplitMultiplicativeReductionandWeierstrassCurve.IsTateTerminal.tateLocalIndex_of_not_hasSplitMultiplicativeReduction: atIₙon a minimal equation,c = nat split andc = gcd(2, n)at nonsplit multiplicative reduction.WeierstrassCurve.hasTateYRoot_iff,WeierstrassCurve.hasTateXRoot_iff,WeierstrassCurve.mk_mem_tateCubicRoots_iffandWeierstrassCurve.mem_tateCubicRoots_iff: the tests are root conditions for the residue polynomials.WeierstrassCurve.hasTateYRoot_iff_exists_residue_rootandWeierstrassCurve.hasTateXRoot_iff_exists_residue_root: over a local domain whose maximal ideal is generated byϖ, the quadratic tests inyand inxare the existence of a root in the residue field.WeierstrassCurve.hasTateTangentRoot_iff_exists_residue_root: over a local ring whose maximal ideal is generated byϖ, the tangent test is the existence of a root ofT² + a₁ T − a₂in the residue field.WeierstrassCurve.natCard_tateCubicRoots_eq: over a local domain whose maximal ideal is generated byϖ, the roots of the residue cubic inR ⧸ (ϖ)are as many as its roots in the residue field.WeierstrassCurve.natCard_tateCubicRoots_le: the residue cubic has at most three roots.WeierstrassCurve.tateLocalIndex_pos,WeierstrassCurve.IsTateTerminal.tateLocalIndex_le_componentCountandWeierstrassCurve.IsTateTerminal.tateLocalIndex_le_four:1 ≤ c ≤ mfor the component countmof the symbol, andc ≤ 4at every additive symbol.
References #
- J. H. Silverman, Advanced Topics in the Arithmetic of Elliptic Curves, GTM 151, IV.9.
- J. Tate, Algorithm for determining the type of a singular fibre in an elliptic pencil, in Modular Functions of One Variable IV, LNM 476 (1975), 33–52.
The split test of Step 2 of Tate's algorithm: the tangent quadratic T² + a₁ T − a₂ has a
root modulo ϖ. On an equation whose reduction is singular at the origin, its roots are the
slopes of the tangent lines there.
Instances For
The quadratic test in y at level m of Tate's algorithm: the quadratic
Y² + (a₃/ϖ^m) Y − a₆/ϖ^(2m) has a root modulo ϖ, stated without dividing by ϖ as the
existence of y divisible by ϖ^m with ϖ^(2m+1) ∣ y² + a₃ y − a₆. Tate's algorithm applies it
at Step 5 (m = 1), at Step 8 (m = 2), and at the odd stages n = 2k + 1 of Step 7
(m = k + 2).
Instances For
The quadratic test in x at level m of Tate's algorithm: the quadratic
(a₂/ϖ) X² + (a₄/ϖ^(m+1)) X + a₆/ϖ^(2m+1) has a root modulo ϖ, stated without dividing by ϖ
as the existence of x divisible by ϖ^m with ϖ^(2m+2) ∣ a₂ x² + a₄ x + a₆. Tate's algorithm
applies it at the even stages n = 2k + 2 of Step 7 (m = k + 2).
Instances For
The roots of the residue cubic of Step 6 of Tate's algorithm: the classes t modulo ϖ
of the t₀ with ϖ⁴ ∣ (ϖ t₀)³ + a₂ (ϖ t₀)² + a₄ (ϖ t₀) + a₆. On the normal form of Step 6 these
are the roots of P(T) = T³ + (a₂/ϖ) T² + (a₄/ϖ²) T + a₆/ϖ³ (mem_tateCubicRoots_iff).
Instances For
The local index reported by Tate's algorithm when it stops on W, with uniformiser ϖ, at
the symbol s (Silverman, Advanced Topics, IV.9): 1 at I₀, II and II*; 2 at III
and III*; at Iₙ with n ≥ 1, n if the tangent quadratic splits and gcd(2, n) otherwise; at
IV and IV*, 3 or 1 according as the quadratic of Step 5 or Step 8 has a root; at I₀*, one
more than the number of roots of the residue cubic; at Iₙ* with n ≥ 1, 4 or 2 according as
the quadratic at which Step 7 stops has a root.
The value is meaningful when W.IsTateTerminal ϖ s. Over a Henselian valuation ring with finite
residue field it is the point-group index [E(K) : E₀(K)]
(WeierstrassCurve.Affine.index_nonsingularReduction_eq_tateLocalIndex), so it does not depend on
the equation on which the algorithm stops.
Instances For
At I₁ the local index is 1, whether or not the tangent quadratic splits.
At the odd stage n = 2k + 1 of Step 7, the test is the quadratic in y at level k + 2.
At the even stage n = 2k + 2 of Step 7, the test is the quadratic in x at level
k + 2.
The local index is positive.
The residue polynomials #
The quadratic test in y is a root condition for the residue quadratic. If
a₃ = ϖ^m b₃ and a₆ = ϖ^(2m) b₆, then W.HasTateYRoot ϖ m says that Y² + b₃ Y − b₆ has a
root modulo ϖ.
The quadratic test in y is a root condition over the residue field. If the maximal ideal
of the local domain R is generated by ϖ ≠ 0, a₃ = ϖ^m b₃ and a₆ = ϖ^(2m) b₆, then
W.HasTateYRoot ϖ m says that Y² + b₃ Y − b₆ has a root in the residue field of R.
The quadratic test in x is a root condition for the residue quadratic. If a₂ = ϖ b₂,
a₄ = ϖ^(m+1) b₄ and a₆ = ϖ^(2m+1) b₆, then W.HasTateXRoot ϖ m says that
b₂ X² + b₄ X + b₆ has a root modulo ϖ.
The quadratic test in x is a root condition over the residue field. If the maximal ideal
of the local domain R is generated by ϖ ≠ 0, a₂ = ϖ b₂, a₄ = ϖ^(m+1) b₄ and
a₆ = ϖ^(2m+1) b₆, then W.HasTateXRoot ϖ m says that b₂ X² + b₄ X + b₆ has a root in the
residue field of R.
The tangent test is a root condition over the residue field. If the maximal ideal of the
local ring R is generated by ϖ, then W.HasTateTangentRoot ϖ says that the tangent quadratic
T² + a₁ T − a₂ has a root in the residue field of R.
The residue cubic test on a representative. If a₂ = ϖ b₂, a₄ = ϖ² b₄ and
a₆ = ϖ³ b₆, as on the normal form of Step 6, then the class of t₀ is a root of the residue
cubic exactly when ϖ ∣ t₀³ + b₂ t₀² + b₄ t₀ + b₆.
The roots of the residue cubic. If a₂ = ϖ b₂, a₄ = ϖ² b₄ and a₆ = ϖ³ b₆, as on the
normal form of Step 6, then W.tateCubicRoots ϖ is the set of roots in R ⧸ (ϖ) of the cubic
T³ + b₂ T² + b₄ T + b₆.
The roots of the residue cubic, counted in the residue field. If the maximal ideal of the
local domain R is generated by ϖ ≠ 0, a₂ = ϖ b₂, a₄ = ϖ² b₄ and a₆ = ϖ³ b₆, then
W.tateCubicRoots ϖ has as many elements as the set of roots of T³ + b₂ T² + b₄ T + b₆ in the
residue field of R.
The residue cubic has at most three roots when ϖ is prime. On the normal form of Step 6
these are the roots of the monic cubic of mem_tateCubicRoots_iff.
The local index is at most the number of components. At each symbol s at which Tate's
algorithm stops, the local index is at most the component count m of s.
The local index is at most 4 at additive reduction. At each symbol other than the Iₙ
at which Tate's algorithm stops, the local index is at most 4.
The split test over a discrete valuation ring #
The tangent test is the splitting of the tangent quadratic over the residue field: over a
discrete valuation ring with uniformiser ϖ, T² + a₁ T − a₂ has a root modulo ϖ exactly when
its reduction splits over the residue field.
At split multiplicative reduction, the local index of Iₙ is n. On an equation
at which Tate's algorithm stops at Iₙ with n ≥ 1.
At nonsplit multiplicative reduction, the local index of Iₙ is gcd(2, n). On an
equation at which Tate's algorithm stops at Iₙ with n ≥ 1.