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TauCeti.Analysis.ODE.EnergyEstimate.Global

Global estimates for a first-order operator on the line #

For symmetric coefficients, positivity of the potential A(s)² - A'(s) outside a compact interval gives the global estimate

∫ ‖u'‖² + γ ∫ ‖u‖² ≤ ∫ ‖u' + A u‖² + C ∫_{[-R,R]} ‖u‖².

The constants are independent of the compactly supported C¹ path u, including paths crossing the entire line. For finite-dimensional targets, the interior term is the error supplied by compact restriction from W^{1,2} to L² on a bounded interval in Peetre's Fredholm criterion.

We obtain the tail positivity from uniformly bounded-below limits of A and vanishing limits of A'. The target need not be finite dimensional or complete. The support-restricted coercivity estimate follows by making the interior error vanish.

Without symmetry or a derivative of A, the same kind of estimate holds when A is continuous and its limits A± at ±∞ have Lyapunov forms (ContinuousLinearMap.HasLyapunovForm):

∫ ‖u'‖² + ∫ ‖u‖² ≤ C ∫ ‖u' + A u‖² + C ∫_{[-R,R]} ‖u‖²

(exists_pos_nonneg_forall_integral_norm_deriv_sq_add_integral_norm_sq_le_of_hasLyapunovForm). Its proof integrates the quadratic form of a C¹ family of symmetric operators interpolating between Lyapunov forms of A- and A+ (TauCeti.half_mul_integral_norm_sq_le).

These are estimates on classical test paths. Their extension to Sobolev paths and the Fredholm conclusion are in TauCeti.Analysis.ODE.EnergyEstimate.Sobolev and TauCeti.Analysis.ODE.EnergyEstimate.Lyapunov.

References #

theorem TauCeti.exists_nonneg_forall_integral_norm_deriv_sq_add_mul_integral_norm_sq_le {E : Type u_1} [NormedAddCommGroup E] [InnerProductSpace ℝ E] {A : ℝ → E →L[ℝ] E} (hA : ContDiff ℝ 1 A) (hsym : ∀ (s : ℝ), (↑(A s)).IsSymmetric) {R γ : ℝ} (htail : ∀ s ∉ Set.Icc (-R) R, ∀ (v : E), γ * ‖v‖ ^ 2 ≤ ‖(A s) v‖ ^ 2 - inner ℝ v ((deriv A s) v)) :
∃ C ≥ 0, ∀ (u : ℝ → E), ContDiff ℝ 1 u → HasCompactSupport u → (∫ (s : ℝ), ‖deriv u s‖ ^ 2) + γ * ∫ (s : ℝ), ‖u s‖ ^ 2 ≤ (∫ (s : ℝ), ‖deriv u s + (A s) (u s)‖ ^ 2) + C * ∫ (s : ℝ) in Set.Icc (-R) R, ‖u s‖ ^ 2

Positivity of A² - A' outside a compact interval gives a global energy estimate with an interior L² error. No sign restriction on γ is needed.

theorem TauCeti.exists_pos_nonneg_forall_integral_norm_deriv_sq_add_mul_integral_norm_sq_le {E : Type u_1} [NormedAddCommGroup E] [InnerProductSpace ℝ E] {A : ℝ → E →L[ℝ] E} (hA : ContDiff ℝ 1 A) (hsym : ∀ (s : ℝ), (↑(A s)).IsSymmetric) {Aminus Aplus : E →L[ℝ] E} {α : ℝ} (hα : 0 < α) (hminus : ∀ (v : E), α * ‖v‖ ≤ ‖Aminus v‖) (hplus : ∀ (v : E), α * ‖v‖ ≤ ‖Aplus v‖) (hbot : Filter.Tendsto A Filter.atBot (nhds Aminus)) (htop : Filter.Tendsto A Filter.atTop (nhds Aplus)) (hdbot : Filter.Tendsto (deriv A) Filter.atBot (nhds 0)) (hdtop : Filter.Tendsto (deriv A) Filter.atTop (nhds 0)) :
∃ R > 0, ∃ C ≥ 0, ∀ (u : ℝ → E), ContDiff ℝ 1 u → HasCompactSupport u → (∫ (s : ℝ), ‖deriv u s‖ ^ 2) + α ^ 2 / 2 * ∫ (s : ℝ), ‖u s‖ ^ 2 ≤ (∫ (s : ℝ), ‖deriv u s + (A s) (u s)‖ ^ 2) + C * ∫ (s : ℝ) in Set.Icc (-R) R, ‖u s‖ ^ 2

Global coercivity with an interior error. Symmetric coefficients with a common positive lower bound at both limits and derivative tending to zero satisfy a uniform estimate for every compactly supported C¹ path on the whole line.

theorem TauCeti.exists_pos_forall_integral_norm_deriv_sq_add_mul_integral_norm_sq_le {E : Type u_1} [NormedAddCommGroup E] [InnerProductSpace ℝ E] {A : ℝ → E →L[ℝ] E} (hA : ContDiff ℝ 1 A) (hsym : ∀ (s : ℝ), (↑(A s)).IsSymmetric) {Aminus Aplus : E →L[ℝ] E} {α : ℝ} (hα : 0 < α) (hminus : ∀ (v : E), α * ‖v‖ ≤ ‖Aminus v‖) (hplus : ∀ (v : E), α * ‖v‖ ≤ ‖Aplus v‖) (hbot : Filter.Tendsto A Filter.atBot (nhds Aminus)) (htop : Filter.Tendsto A Filter.atTop (nhds Aplus)) (hdbot : Filter.Tendsto (deriv A) Filter.atBot (nhds 0)) (hdtop : Filter.Tendsto (deriv A) Filter.atTop (nhds 0)) :
∃ R > 0, ∀ (u : ℝ → E), ContDiff ℝ 1 u → HasCompactSupport u → Function.support u ⊆ {s : ℝ | R ≤ |s|} → (∫ (s : ℝ), ‖deriv u s‖ ^ 2) + α ^ 2 / 2 * ∫ (s : ℝ), ‖u s‖ ^ 2 ≤ ∫ (s : ℝ), ‖deriv u s + (A s) (u s)‖ ^ 2

Coercivity at infinity. If the symmetric coefficients tend in operator norm to operators with a common positive lower bound, and their derivative tends to zero at both ends, then d/ds + A(s) controls the L² value and derivative of every compactly supported C¹ path supported outside one fixed compact interval. In finite dimension, invertible limits supply the required lower bound.

Hyperbolic limits #

theorem TauCeti.exists_pos_nonneg_forall_integral_norm_deriv_sq_add_integral_norm_sq_le_of_hasLyapunovForm {E : Type u_1} [NormedAddCommGroup E] [InnerProductSpace ℝ E] {A : ℝ → E →L[ℝ] E} (hA : Continuous A) {Aminus Aplus : E →L[ℝ] E} (hminus : Aminus.HasLyapunovForm) (hplus : Aplus.HasLyapunovForm) (hbot : Filter.Tendsto A Filter.atBot (nhds Aminus)) (htop : Filter.Tendsto A Filter.atTop (nhds Aplus)) :
∃ R > 0, ∃ C ≥ 0, ∀ (u : ℝ → E), ContDiff ℝ 1 u → HasCompactSupport u → (∫ (s : ℝ), ‖deriv u s‖ ^ 2) + ∫ (s : ℝ), ‖u s‖ ^ 2 ≤ (C * ∫ (s : ℝ), ‖deriv u s + (A s) (u s)‖ ^ 2) + C * ∫ (s : ℝ) in Set.Icc (-R) R, ‖u s‖ ^ 2

The trajectory estimate for hyperbolic limits on test paths. Let A be a continuous family of operators whose limits A± at ±∞ have Lyapunov forms. Then there are R > 0 and C ≥ 0 with

∫ ‖u'‖² + ∫ ‖u‖² ≤ C ∫ ‖u' + A u‖² + C ∫_{[-R, R]} ‖u‖²

for every compactly supported C¹ path u.