Classes of countable models #
Let L be a relational language and φ an infinitary sentence. A countable structure is
isomorphic to one on ℕ or on some Fin n, so the isomorphism classes of the countable models of
φ are the classes of its model classes on these carriers, under isomorphism of the decoded
structures:
TauCeti.RelationalConfiguration.isoSetoidOn V φ: isomorphism restricted to the configurations onVdecoding to models ofφ;TauCeti.CountableModelClasses φ: the disjoint union of the quotient onℕ(the countably infinite models) and the quotients on eachFin n(the models withnelements);TauCeti.countableModelCount φ: its cardinality, the number of countable models ofφup to isomorphism.
Countable here means at most countable: the finite models, including the empty structure, are
counted. Leaving them out would be wrong, not just incomplete: with countably many unary
predicates, the sentence saying that there is exactly one element has no model on ℕ and
continuum many pairwise non-isomorphic models on Fin 1.
Models in arbitrary universes enter through TauCeti.classOf, which sends a countable model to
the class of its transport to Fin n if it has n elements and to ℕ otherwise. Two countable
models, in any two universes, have the same class exactly when they are isomorphic
(TauCeti.classOf_eq_classOf_iff), and every class is the class of a countable model in every
universe (TauCeti.classOf_surjective). So CountableModelClasses φ is the set of isomorphism
classes of countable models of φ, presented as a type in the universe of the relation symbols,
and no statement has to count a proper class of structures.
In a language with countably many relation symbols of each arity there are at most continuum many
countable models. A perfect set of pairwise non-isomorphic models, at the tier ℕ or at some
finite tier, gives exactly continuum many
(TauCeti.HasPerfectlyManyCountableModels.countableModelCount_eq). On a finite carrier no
back-and-forth stratification is needed: isomorphism already has closed, hence Borel, graph, so
Silver's theorem relative to the Borel model class gives countably many models up to isomorphism
or a perfect set of pairwise non-isomorphic ones.
Main results #
TauCeti.countableModelCount_eq_add_sum: the count is the count onℕplus the sum of the counts on the finite carriers.TauCeti.countableModelCount_le_add_aleph0_mulandTauCeti.countableModelCount_le_aleph0_iff: bounds tier by tier; there are countably many countable models exactly when every tier has countably many classes.TauCeti.countableModelCount_le_of_subset: a sentence whose countable models are models of another has at most as many countable models.TauCeti.classOf_eq_classOf_iffandTauCeti.classOf_surjective:classOfis a bijection between isomorphism classes of countable models, in any universe, andCountableModelClasses φ.TauCeti.exists_classOf_eq_inl_iffandTauCeti.exists_classOf_eq_inr_iff: the infinite models land on the tierℕ, the models withnelements on the tierFin n.TauCeti.countableModelCount_le_continuum: at most continuum many countable models.TauCeti.HasPerfectlyManyCountableModels.countableModelCount_eq: a perfect set of pairwise non-isomorphic models gives continuum many.TauCeti.RelationalConfiguration.countable_quotient_isoSetoidOn_or_hasPerfectAntichainOnandTauCeti.RelationalConfiguration.mk_quotient_isoSetoidOn_le_aleph0_or_eq_continuum: on a finite carrier, the models ofφare countably many up to isomorphism or contain a nonempty perfect set of pairwise non-isomorphic ones (hence≤ ℵ₀or= 𝔠).TauCeti.forall_countable_quotient_isoSetoidOn_fin_or_exists_hasPerfectAntichainOn,TauCeti.sum_mk_quotient_isoSetoidOn_fin_le_aleph0_or_exists_hasPerfectAntichainOn,TauCeti.sum_mk_quotient_isoSetoidOn_fin_le_aleph0_or_hasPerfectlyManyCountableModels, andTauCeti.sum_mk_quotient_isoSetoidOn_fin_le_aleph0_or_eq_continuum: the dichotomy summed across all finite tiersFin n.
References #
- M. Morley, The number of countable models, J. Symbolic Logic 35 (1970), 14–18.
- J. H. Silver, Counting the number of equivalence classes of Borel and coanalytic equivalence relations, Annals of Mathematical Logic 18 (1980), 1–28.
- D. Marker, Lectures on Infinitary Model Theory, Cambridge University Press, 2016, the chapter on the space of countable models.
The tiered presentation of the classes and the finite-carrier dichotomy follow AllCodedIsoClasses,
isoSetoidOn, and counting_fin_models_dichotomy in Cameron Freer's
cameronfreer/infinitary-logic (InfinitaryLogic/Descriptive/FiniteCarrier.lean, checkpoint
518a366, Apache-2.0); there the bridges are for models in Type and the finite-carrier dichotomy
is cardinal-only, whereas here the bridges work in every universe and both witnessed and cardinal
forms are proved.
Isomorphism of decoded structures, restricted to the configurations on V that decode to
models of φ. Its classes are the isomorphism classes of the models of φ with carrier V.
It is an abbreviation, so results stated for the restriction of isoSetoid L V to an arbitrary
set of configurations apply to it.
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Two models of φ are related exactly when their decoded structures are isomorphic.
If every model of φ on V is a model of ψ, the models of φ on V have at most as many
isomorphism classes as those of ψ: the inclusion of model classes is injective on classes.
On a countable carrier, in a language with countably many relation symbols of each arity, the models of a sentence have at most continuum many isomorphism classes.
On a finite carrier, restricted isomorphism on the model class of φ has closed graph in the
square of the model class.
On a finite carrier, in a language with countably many relation symbols of each arity,
restricted isomorphism on the model class of φ has Borel graph.
Finite-carrier dichotomy (Cantor form). On a finite carrier, in a language with countably many relation symbols of each arity, the models of an infinitary sentence with countable branching have countably many isomorphism classes or carry a Cantor antichain of pairwise non-isomorphic models.
Finite-carrier dichotomy (perfect-set form). On a finite carrier, in a language with countably many relation symbols of each arity, the models of an infinitary sentence with countable branching have countably many isomorphism classes or contain a nonempty perfect set of pairwise non-isomorphic models.
Finite-carrier dichotomy (cardinal form). On a finite carrier, in a language with countably
many relation symbols of each arity, the models of an infinitary sentence with countable branching
have either at most ℵ₀ or exactly 𝔠 isomorphism classes.
The isomorphism classes of the countable models of φ, tier by tier: the classes of the
models with carrier ℕ, and, for each n, the classes of the models with carrier Fin n. Every
countable model of φ, in any universe, has exactly one class here (classOf_eq_classOf_iff,
classOf_surjective).
Instances For
The number of countable models of φ up to isomorphism, finite models included.
Instances For
The number of countable models is the cardinality of CountableModelClasses φ.
The number of countable models is the number of models on ℕ up to isomorphism plus, summed
over n, the number of models on Fin n up to isomorphism.
The models on ℕ contribute at most the number of countable models.
The models on Fin n contribute at most the number of countable models.
If the models on ℕ have at most a isomorphism classes and those on each Fin n at most
b, there are at most a + ℵ₀ * b countable models.
There are countably many countable models of φ exactly when the models on ℕ, and those on
each Fin n, have countably many isomorphism classes.
If every countable model of φ, on ℕ and on each Fin n, is a model of ψ, then φ has at
most as many countable models as ψ.
In a language with countably many relation symbols of each arity, there are at most continuum many countable models.
Countable models in arbitrary universes #
The class of a countable model of φ, in any universe: the class of its transport to Fin n
along a bijection if it has n elements, and to ℕ otherwise. It does not depend on the
bijection (classOf_eq_inl, classOf_eq_inr).
Instances For
The class of an infinite countable model is that of its transport to ℕ along any
bijection.
The class of a model with n elements is that of its transport to Fin n along any
bijection.
The class of the structure decoded from a model of φ on ℕ is the class of that model.
The class of the structure decoded from a model of φ on Fin n is the class of that
model.
Isomorphic countable models, in any two universes, have the same class.
The class of a countable model lies on the tier ℕ exactly when the model is infinite.
The class of a countable model lies on the tier Fin n exactly when the model has n
elements.
Two countable models of φ, in any two universes, have the same class exactly when they are
isomorphic.
Every class of countable models of φ is the class of a countable model in every universe.
Perfect sets of non-isomorphic models #
φ has perfectly many countable models: on ℕ or on some Fin n, its model class contains
a nonempty perfect set of configurations whose decoded structures are pairwise non-isomorphic.
The finite tiers are needed: with countably many unary predicates, the sentence saying that there
is exactly one element has such a set on Fin 1 and no model on ℕ.
Instances For
φ has perfectly many countable models exactly when its model class on ℕ, or on some
Fin n, contains a nonempty perfect set of pairwise non-isomorphic configurations.
A perfect set of pairwise non-isomorphic models on ℕ gives perfectly many countable
models.
A perfect set of pairwise non-isomorphic models on some Fin n gives perfectly many countable
models.
In a language with countably many relation symbols of each arity, a sentence with perfectly many countable models has exactly continuum many.
The finite-tier dichotomy #
Across all finite carriers Fin n, either every finite tier has countably many models up to
isomorphism, or some finite tier contains a nonempty perfect set of pairwise non-isomorphic
models.
A sentence without perfectly many countable models has countably many models up to isomorphism
on every finite carrier Fin n.
Across all finite carriers Fin n, the finite tiers together contribute at most countably many
isomorphism classes of models, or some finite tier contains a nonempty perfect set of pairwise
non-isomorphic models.
The finite tiers together contribute at most countably many isomorphism classes of models, or
φ has perfectly many countable models.
If each finite carrier Fin n has either at most ℵ₀ or 𝔠 models of φ up to isomorphism,
then the finite tiers together contribute either at most ℵ₀ or 𝔠 isomorphism classes of models.
No countability assumption on the language or on the branching index ι is required.
Across all finite carriers Fin n, in a language with countably many relation symbols of each
arity, an infinitary sentence with countable branching has either at most ℵ₀ or 𝔠 finite models
up to isomorphism.