The Hamiltonian action and the energy of cylindrical Floer solutions #
Let (V, ω) be a symplectic vector space and H : ℝ → V → ℝ a time-dependent Hamiltonian. For
a loop x : [0, 1] → V with x 1 = x 0, the symplectic area of the loop is
a(x) = ½ ∫₀¹ ω(x(t), x'(t)) dt (TauCeti.SymplecticForm.loopArea, in
TauCeti.Geometry.Symplectic.Area.Basic). It is the symplectic area
∫ D^* ω of the cone D(r, t) = r x(t) bounding the loop
(SymplecticForm.integral_symplecticForm_fderiv_smul_eq_loopArea). The Hamiltonian action of the
loop capped by this disc is
A_H(x) = a(x) + ∫₀¹ H(t, x(t)) dt
(TauCeti.SymplecticForm.hamiltonianAction), the convention A_H(x, D) = ∫ D^* ω + ∫ H dt of
capped Floer theory with positive ends as inputs.
On a region of the domain where the Hamiltonian perturbation is cylindrical, K = H_t dt, such as
a strip-like end or a neck of a punctured Floer domain, the curvature of K vanishes and the
boundary terms of the Floer energy identity combine into actions. For a map u on
[a, b] × [0, 1] whose bottom and top sides agree, so that each t ↦ u(s, t) is a loop:
- the symplectic area of
uisa(u(b, ·)) - a(u(a, ·))(SymplecticForm.integral_symplecticForm_fderiv_eq_loopArea_sub), by Green's formula for the primitiveλₓ(v) = ½ ω(x, v)(SymplecticForm.integral_fderiv_apply_prod_Icc); - the Floer energy of
uisA_H(u(b, ·)) - A_H(u(a, ·))(SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub), by the energy identityTauCeti.SymplecticForm.integral_floerEnergyDensity.
For a solution of the Floer equation ∂_s u + J (∂_t u - X_{H_t}(u)) = 0 with J tamed by ω,
the energy density is nonnegative, so the action increases along the cylinder
(SymplecticForm.hamiltonianAction_le_hamiltonianAction), and the energy of a Floer solution on
the whole cylinder ℝ × [0, 1] is the difference of the limiting actions at its two ends
(SymplecticForm.lintegral_floerEnergyDensity_eq_of_tendsto_hamiltonianAction), by exhausting the
cylinder with rectangles (TauCeti.tendsto_setLIntegral_Icc_neg_prod). These are the
end and neck terms of the energy identity E = A₁ + A₂ - A₀ + ω(A) - ∫ R_K for pairs of pants.
For an s-dependent family of Hamiltonians H_{(s, t)}, the perturbation K = H_{(s, t)} dt of a
continuation cylinder has curvature ∂_s H, and the energy of u over [a, b] × [0, 1] is
E = A_{H(b, ·)}(u(b, ·)) - A_{H(a, ·)}(u(a, ·)) - ∫∫ (∂_s H)(s, t, u(s, t))
(SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub_sub_integral). Over the
whole cylinder, for a solution with tame J whose loop actions converge at the two ends, the
energy is the difference of the limiting actions minus the integral of ∂_s H along u
(SymplecticForm.lintegral_floerEnergyDensity_eq_of_tendsto_hamiltonianAction_sub_integral).
The cylindrical statements above are the special case of an s-independent family.
For a solution with tame J, the action therefore drops by at most the integral of -∂_s H along
u (SymplecticForm.hamiltonianAction_le_hamiltonianAction_sub_integral), and it does not drop
for a monotone homotopy (SymplecticForm.hamiltonianAction_le_hamiltonianAction_of_monotone).
A 1-periodic orbit x of X_{H_t} is a critical point of the action, so for a loop γ the
difference A_H(γ) - A_H(x) has no term linear in ξ = γ - x: it is
∫₀¹ (½ ω(ξ, ξ') + H_t(γ) - H_t(x) - dH_t(x) ξ) dt
(SymplecticForm.hamiltonianAction_sub_hamiltonianAction_eq_integral).
Main definitions #
TauCeti.SymplecticForm.hamiltonianAction: the Hamiltonian action of a loop.
Main results #
SymplecticForm.hamiltonianAction_add_const: adding a functioncof time to the Hamiltonian adds∫₀¹ cto the action of every loop.integral_floerEnergyDensity_eq_hamiltonianAction_sub_sub_integral_hamiltonianCurvature: the energy of a map over[a, b] × [0, 1], for a perturbation which isH_a dtandH_b dton the two boundary circles, is the change of action minus the integrated curvature.SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub: the energy of a map over[a, b] × [0, 1]for a cylindrical perturbation is the change of action.SymplecticForm.hamiltonianAction_le_hamiltonianAction: the action increases along Floer solutions.SymplecticForm.monotoneOn_hamiltonianAction_of_floer: the action is monotone insalong a Floer solution on an open interval ofs-values.SymplecticForm.lintegral_floerEnergyDensity_eq_of_tendsto_hamiltonianAction: the energy of a Floer solution on the whole cylinder is the difference of its limiting actions.SymplecticForm.tendsto_hamiltonianAction: the action is continuous for uniformC¹convergence of loops.SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub_sub_integral: the energy identity of a continuation cylinder over a rectangle.SymplecticForm.hamiltonianAction_le_hamiltonianAction_sub_integral: the action estimate along a continuation cylinder over a rectangle.SymplecticForm.hamiltonianAction_le_hamiltonianAction_of_monotone: the action does not drop along a continuation cylinder of a monotone homotopy.SymplecticForm.lintegral_floerEnergyDensity_eq_of_tendsto_hamiltonianAction_sub_integral: the energy identity of a continuation cylinder over the whole cylinder.SymplecticForm.hamiltonianAction_sub_hamiltonianAction_eq_integral: the expansion of the action at an orbit, without linear term.
References #
- D. McDuff and D. Salamon, J-holomorphic curves and symplectic topology, Section 8.1 and the chapter on Floer homology, on the action functional and the energy identity.
- D. Salamon, Lectures on Floer homology, in Symplectic geometry and topology, IAS/Park City Math. Ser. 7 (1999), Lectures 1 and 3.
The Hamiltonian action A_H(x) = ½ ∫₀¹ ω(x, x') dt + ∫₀¹ H(t, x(t)) dt of a loop x, for a
time-dependent Hamiltonian H. It is the action ∫ D^* ω + ∫ H dt of the loop capped by the
cone D(r, t) = r x(t), with the sign convention in which the action increases along Floer
solutions, so that positive ends are inputs.
Instances For
The action of a constant loop is the time average of the Hamiltonian at that point.
Normalizing a Hamiltonian shifts the action. Adding a function c of time to the
Hamiltonian adds its time average ∫₀¹ c to the action of every loop.
Reversing time negates the action. If the loop x and the Hamiltonian H are
1-periodic, the reversed loop t ↦ x(-t) has, for the reversed Hamiltonian
(t, y) ↦ -H(-t, y), the opposite action.
The energy identity between two loops. Let u be C² and the perturbation components
K_s and K_t be C¹ on an open neighbourhood U of [a, b] × [0, 1], with
u(s, 1) = u(s, 0) and K_s(s, 1) = K_s(s, 0) for s ∈ [a, b], so that the bottom and top sides
of the rectangle are glued into a cylinder. If on the two boundary circles the dt-component of
K is a time-dependent Hamiltonian, K_t(a, t) = H_a(t) and K_t(b, t) = H_b(t), then the Floer
energy of u over the rectangle is the change of action minus the integrated curvature:
∫ E = A_{H_b}(u(b, ·)) - A_{H_a}(u(a, ·)) - ∫ R_K(u).
No condition is imposed on K_s along the two boundary circles or on K in the interior.
The energy identity of a continuation cylinder. Let H_{(s, t)} be a C¹ family of
Hamiltonians and let u be C² on an open neighbourhood U of [a, b] × [0, 1], with
u(s, 1) = u(s, 0) for s ∈ [a, b]. For the perturbation K = H_{(s, t)} dt, the Floer energy of
u over the rectangle is the action of the loop at s = b for H(b, ·), minus the action of the
loop at s = a for H(a, ·), minus the integral of ∂_s H along u.
The action estimate along a continuation cylinder. Under the hypotheses of
TauCeti.SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub_sub_integral, if u
solves the Floer equation ∂_s u + J_z (∂_t u - X_{H_z}(u)) = 0 on the rectangle for almost
complex structures J_z tamed by ω, then the action of the loop at s = a is at most the
action of the loop at s = b minus the integral of ∂_s H along u.
The action increases along continuation cylinders of monotone homotopies. Under the
hypotheses of TauCeti.SymplecticForm.hamiltonianAction_le_hamiltonianAction_sub_integral, if
every s ↦ H_{(s, t)}(x) is monotone, then the action of the loop at s = a for H(a, ·) is at
most that of the loop at s = b for H(b, ·).
The energy of a continuation cylinder. Let H_{(s, t)} be a C¹ family of Hamiltonians
and let u be C² on an open neighbourhood U of ℝ × [0, 1], with u(s, 1) = u(s, 0) for all
s, solving the Floer equation ∂_s u + J_z (∂_t u - X_{H_z}(u)) = 0 there for almost complex
structures J_z tamed by ω. Suppose that ∂_s H is integrable along u and that the actions
A_{H(s, ·)}(u(s, ·)) tend to A₁ as s → -∞ and to A₂ as s → ∞. Then the energy of u is
A₂ - A₁ minus the integral of ∂_s H along u.
The energy identity for a cylindrical perturbation. Let H be a C¹ time-dependent
Hamiltonian and let u be C² on an open neighbourhood U of [a, b] × [0, 1], with
u(s, 1) = u(s, 0) for s ∈ [a, b]. For the cylindrical perturbation K = H_t dt, the Floer
energy of u over the rectangle is the action of the loop at s = b minus the action of the loop
at s = a.
The Floer energy density of a solution of the Floer equation
∂_s u + J (∂_t u - X_{H_t}(u)) = 0 for the cylindrical perturbation K = H_t dt is
nonnegative when J is tamed by ω.
The action increases along Floer solutions. Under the hypotheses of
TauCeti.SymplecticForm.integral_floerEnergyDensity_eq_hamiltonianAction_sub, if u solves the
Floer equation ∂_s u + J (∂_t u - X_{H_t}(u)) = 0 on the rectangle for almost complex
structures J z tamed by ω, which may depend on the domain point, then the action of the loop at
s = a is at most that of the loop at s = b.
The action increases along a Floer solution. Let S be an open interval of s-values,
for instance a half-line s > a or s < a, and let u be a C² solution of the Floer equation on
S × [0, 1] with 1-periodic loops and tame almost complex structures. Then the action
A_H(u(s, ·)) of the loop at s is monotone in s ∈ S.
The energy of a Floer cylinder. Let H be a C¹ time-dependent Hamiltonian and let u
be C² on an open neighbourhood U of ℝ × [0, 1], with u(s, 1) = u(s, 0) for all s,
solving the Floer equation ∂_s u + J_z (∂_t u - X_{H_t}(u)) = 0 there for almost complex
structures J_z tamed by ω, which may depend on the domain point. If the actions of the loops
t ↦ u(s, t) tend to A₁ as s → -∞ and to A₂ as s → ∞, then the energy of u is
A₂ - A₁.
The action near a critical loop. Let x be an orbit of the Hamiltonian vector field of a
C¹ Hamiltonian H with x 1 = x 0, and let γ be a loop with continuous derivative γ' and
γ 1 = γ 0. Since x is a critical point of the action, the action difference has no term linear
in ξ = γ - x:
A_H(γ) - A_H(x) = ∫₀¹ (½ ω(ξ, ξ') + H_t(γ) - H_t(x) - dH_t(x) ξ) dt.
The action is continuous for uniform C¹ convergence of loops. Let H be a continuous
time-dependent Hamiltonian. If the loops x i and their derivatives are eventually continuous on
[0, 1] and converge uniformly there to x₀ and to the derivative of x₀, then the actions of the
x i converge to the action of x₀.