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TauCeti.Geometry.Symplectic.Floer.PairOfPants.Energy.Identity

The energy identity on the pair of pants #

Let K be a C¹ Hamiltonian perturbation datum on the pair of pants S = ℂ ∖ {0, 1} which is H_q(t) dt beyond some height T₀ on each of its three ends, for continuous period-one Hamiltonians H_q, and let u be a C² map from S to a symplectic vector space (V, ω). Assume that on each end q the actions A_{H_q} of the loops t ↦ u(φ_q(s, t)) (TauCeti.SymplecticForm.hamiltonianAction) converge to a limit A_q as the signed longitudinal coordinate ±s tends to infinity. This file proves the energy identity of the pair-of-pants product,

E(u) = A₀ + A₁ - A_∞ - ∫_S R_K(u),

where E(u) is the integral of the Floer energy density and R_K is the curvature of K. It holds when the energy density and the curvature term are integrable, and also when the energy density is merely nonnegative, as it is for a solution of the Floer equation, and the curvature term is integrable; then the energy is finite. The two positive ends at 0 and 1 are the inputs and the negative end at ∞ is the output. The actions cap each loop by the cone over it, which fixes the area convention. Two caps of a loop differ by a sphere, and every sphere in V has area zero because the symplectic form of a vector space is exact, ω = dλ. So the actions do not depend on the caps, and the spherical correction ω(A) of a product coefficient vanishes.

Below the height T₀, K is only required to be C¹; beyond T₀ it must equal H_q(t) dt. The identity therefore covers the pair-of-pants perturbation TauCeti.Floer.pairOfPantsPerturbation, the family obtained from it by inserting continuation necks on the ends, and its sums with compactly supported variations of the Hamiltonian term in the core of S, such as the variations used to achieve transversality.

Main results #

References #

theorem TauCeti.SymplecticForm.integral_floerEnergyDensity_eq_sum_hamiltonianAction_of_eq_smul_endAngularForm {V : Type u_1} [NormedAddCommGroup V] [NormedSpace ℝ V] [FiniteDimensional ℝ V] {K : ℂ → V → ℂ →L[ℝ] ℝ} {H : ThricePuncturedSphere.Puncture → ℝ → V → ℝ} {u : ℝ × ℝ → V} {T₀ : ℝ} (ω : SymplecticForm V) (hK : ∀ z ∈ Floer.thricePuncturedSphereReal, ∀ (x : V) (v : ℂ), ContDiffAt ℝ 1 (Function.uncurry fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) v) (z, x)) (hKH : ∀ (q : ThricePuncturedSphere.Puncture) (w : ℂ) (x : V), T₀ ≤ q.endSign * (q.endCoord w).re → K w x = H q (q.endCoord w).im x • q.endAngularForm w) (hH : ∀ (q : ThricePuncturedSphere.Puncture), Function.Periodic (H q) 1) (hHc : ∀ (q : ThricePuncturedSphere.Puncture), Continuous (Function.uncurry (H q))) (hu : ContDiffOn ℝ 2 u Floer.thricePuncturedSphereReal) (hE : MeasureTheory.Integrable (ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) u) MeasureTheory.volume) (hR : MeasureTheory.Integrable (fun (z : ℝ × ℝ) => ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z)) MeasureTheory.volume) {A : ThricePuncturedSphere.Puncture → ℝ} (hA : ∀ (q : ThricePuncturedSphere.Puncture), Filter.Tendsto (fun (σ : ℝ) => ω.hamiltonianAction (H q) fun (t : ℝ) => u (Floer.endChart q (q.endSign * σ, t))) Filter.atTop (nhds (A q))) :
∫ (z : ℝ × ℝ), ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) u z = ∑ q : ThricePuncturedSphere.Puncture, q.endSign * A q - ∫ (z : ℝ × ℝ), ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z)

The energy identity for perturbations that are cylindrical on the ends. Let K be a perturbation datum on S = ℂ ∖ {0, 1} which is C¹ jointly in the domain and target points, with components K_s(z) = K(z)(1) and K_t(z) = K(z)(i) in the global coordinate z = s + i t, and which is H_q(t) dt beyond the height T₀ on each end q, for continuous period-one Hamiltonians H_q. Let u be a C² map from S to a symplectic vector space whose Floer energy density and curvature term R_K(u) are integrable. Suppose that on each end q the actions of the loops t ↦ u(φ_q(s, t)) tend to A_q as ±s → ∞. Then the energy of u is E = A₀ + A₁ - A_∞ - ∫ R_K(u).

On the compact part of S below the height T₀ the datum is only required to be C¹: this covers the pair-of-pants perturbation, its family with continuation necks, and its sums with compactly supported variations.

theorem TauCeti.SymplecticForm.integral_floerEnergyDensity_pairOfPantsPerturbation_eq_sum_hamiltonianAction {V : Type u_1} [NormedAddCommGroup V] [NormedSpace ℝ V] [FiniteDimensional ℝ V] {H : ThricePuncturedSphere.Puncture → ℝ → V → ℝ} {u : ℝ × ℝ → V} (ω : SymplecticForm V) (hH : ∀ (q : ThricePuncturedSphere.Puncture), Function.Periodic (H q) 1) (hHs : ∀ (q : ThricePuncturedSphere.Puncture), ContDiff ℝ 1 (Function.uncurry (H q))) (hu : ContDiffOn ℝ 2 u Floer.thricePuncturedSphereReal) (hE : MeasureTheory.Integrable (ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (Floer.pairOfPantsPerturbation H (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (Floer.pairOfPantsPerturbation H (Complex.equivRealProdCLM.symm z) x) Complex.I) u) MeasureTheory.volume) (hR : MeasureTheory.Integrable (fun (z : ℝ × ℝ) => ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (Floer.pairOfPantsPerturbation H (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (Floer.pairOfPantsPerturbation H (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z)) MeasureTheory.volume) {A : ThricePuncturedSphere.Puncture → ℝ} (hA : ∀ (q : ThricePuncturedSphere.Puncture), Filter.Tendsto (fun (σ : ℝ) => ω.hamiltonianAction (H q) fun (t : ℝ) => u (Floer.endChart q (q.endSign * σ, t))) Filter.atTop (nhds (A q))) :

The energy identity on the pair of pants. Let K be the pair-of-pants perturbation of period-one C¹ Hamiltonians H_q on the ends of S = ℂ ∖ {0, 1}, with components K_s(z) = K(z)(1) and K_t(z) = K(z)(i) in the global coordinate z = s + i t, and let u be a C² map from S to a symplectic vector space whose Floer energy density and curvature term R_K(u) are integrable. Suppose that on each end q the actions of the loops t ↦ u(φ_q(s, t)) tend to A_q as ±s → ∞. Then the energy of u is E = A₀ + A₁ - A_∞ - ∫ R_K(u): the actions at the two positive (input) ends minus the action at the negative (output) end, minus the integrated curvature.

theorem TauCeti.SymplecticForm.lintegral_floerEnergyDensity_eq_of_eq_smul_endAngularForm {V : Type u_1} [NormedAddCommGroup V] [NormedSpace ℝ V] [FiniteDimensional ℝ V] {K : ℂ → V → ℂ →L[ℝ] ℝ} {H : ThricePuncturedSphere.Puncture → ℝ → V → ℝ} {u : ℝ × ℝ → V} {T₀ : ℝ} (ω : SymplecticForm V) (hK : ∀ z ∈ Floer.thricePuncturedSphereReal, ∀ (x : V) (v : ℂ), ContDiffAt ℝ 1 (Function.uncurry fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) v) (z, x)) (hKH : ∀ (q : ThricePuncturedSphere.Puncture) (w : ℂ) (x : V), T₀ ≤ q.endSign * (q.endCoord w).re → K w x = H q (q.endCoord w).im x • q.endAngularForm w) (hH : ∀ (q : ThricePuncturedSphere.Puncture), Function.Periodic (H q) 1) (hHc : ∀ (q : ThricePuncturedSphere.Puncture), Continuous (Function.uncurry (H q))) (hu : ContDiffOn ℝ 2 u Floer.thricePuncturedSphereReal) (he : ∀ z ∈ Floer.thricePuncturedSphereReal, 0 ≤ ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) u z) (hR : MeasureTheory.Integrable (fun (z : ℝ × ℝ) => ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z)) MeasureTheory.volume) {A : ThricePuncturedSphere.Puncture → ℝ} (hA : ∀ (q : ThricePuncturedSphere.Puncture), Filter.Tendsto (fun (σ : ℝ) => ω.hamiltonianAction (H q) fun (t : ℝ) => u (Floer.endChart q (q.endSign * σ, t))) Filter.atTop (nhds (A q))) :
∫⁻ (z : ℝ × ℝ), ENNReal.ofReal (ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) u z) = ENNReal.ofReal (∑ q : ThricePuncturedSphere.Puncture, q.endSign * A q - ∫ (z : ℝ × ℝ), ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z))

The energy identity for a nonnegative energy density. Under the hypotheses of integral_floerEnergyDensity_eq_sum_hamiltonianAction_of_eq_smul_endAngularForm, suppose that the Floer energy density of u is nonnegative on S, as it is for a solution of the Floer equation with tame almost complex structures. Then no integrability of the energy density is needed: the energy of u, as a Lebesgue integral, is E = A₀ + A₁ - A_∞ - ∫ R_K(u), and in particular it is finite.

theorem TauCeti.SymplecticForm.integrable_floerEnergyDensity_of_eq_smul_endAngularForm {V : Type u_1} [NormedAddCommGroup V] [NormedSpace ℝ V] [FiniteDimensional ℝ V] {K : ℂ → V → ℂ →L[ℝ] ℝ} {H : ThricePuncturedSphere.Puncture → ℝ → V → ℝ} {u : ℝ × ℝ → V} {T₀ : ℝ} (ω : SymplecticForm V) (hK : ∀ z ∈ Floer.thricePuncturedSphereReal, ∀ (x : V) (v : ℂ), ContDiffAt ℝ 1 (Function.uncurry fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) v) (z, x)) (hKH : ∀ (q : ThricePuncturedSphere.Puncture) (w : ℂ) (x : V), T₀ ≤ q.endSign * (q.endCoord w).re → K w x = H q (q.endCoord w).im x • q.endAngularForm w) (hH : ∀ (q : ThricePuncturedSphere.Puncture), Function.Periodic (H q) 1) (hHc : ∀ (q : ThricePuncturedSphere.Puncture), Continuous (Function.uncurry (H q))) (hu : ContDiffOn ℝ 2 u Floer.thricePuncturedSphereReal) (he : ∀ z ∈ Floer.thricePuncturedSphereReal, 0 ≤ ω.floerEnergyDensity (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) u z) (hR : MeasureTheory.Integrable (fun (z : ℝ × ℝ) => ω.hamiltonianCurvature (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) 1) (fun (z : ℝ × ℝ) (x : V) => (K (Complex.equivRealProdCLM.symm z) x) Complex.I) z (u z)) MeasureTheory.volume) {A : ThricePuncturedSphere.Puncture → ℝ} (hA : ∀ (q : ThricePuncturedSphere.Puncture), Filter.Tendsto (fun (σ : ℝ) => ω.hamiltonianAction (H q) fun (t : ℝ) => u (Floer.endChart q (q.endSign * σ, t))) Filter.atTop (nhds (A q))) :

A nonnegative energy density is integrable. Under the hypotheses of lintegral_floerEnergyDensity_eq_of_eq_smul_endAngularForm, the Floer energy density of u is integrable, so integral_floerEnergyDensity_eq_sum_hamiltonianAction_of_eq_smul_endAngularForm applies to it.